CPH 2016 Demo
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CPH-SG-SWL |
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CPH2016demo |
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Exam-Writing Skills vs. Knowledge of the Material |
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Important Figures (Timelines, Fines, and other Numbers) |
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1.1 CANADIAN SECURITIES INDUSTRY REGISTRANT CODE OF ETHICS AND STANDARDS OF CONDUCT |
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The Know Your Client Rule |
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Know Your Product |
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Fiduciary Duty |
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Registrant Code of Ethics |
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Registrant Standards of Conduct |
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Summary |
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THANK YOU AND GOOD LUCK! |
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